NYSE Euronext

Results: 1102



#Item
741Stock market / Financial economics / NYSE Euronext / Regulation NMS / Chicago Stock Exchange / Order / Securities Exchange Act / New York Stock Exchange / Chicago Board Options Exchange / Economy of the United States / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]August 27, 2013 Joint Industry Plan; Notice of Filing of the Fifth Amendment to the National Market System Plan to Address Extraordinary Market Vo

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Source URL: www.sec.gov

Language: English - Date: 2013-08-28 08:10:34
742Business / Financial Industry Regulatory Authority / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / NYSE Euronext / New York Stock Exchange / Selling away / Trade Reporting And Compliance Engine / United States securities law / Economy of the United States / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-26 15:07:00
743NYSE Euronext / Stock market / Financial markets / United States securities law / Futures contract / High-frequency trading / Euronext / Commodity Futures Trading Commission / Exchange / Financial economics / Finance / Financial system

Microsoft Word - LL testimony[removed]written q followup.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-22 12:03:25
744New York Stock Exchange / U.S. Securities and Exchange Commission / NYSE Arca / Securities Exchange Act / Self-regulatory organization / United States / NYSE Euronext / United States securities law / Financial regulation / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEMKT[removed]; SRNYSEARCA[removed]September 20, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NY

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Source URL: www.sec.gov

Language: English - Date: 2013-09-23 16:22:53
745Financial economics / Corporate governance / Self-regulatory organizations / NASDAQ / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / NYSE Euronext / Broker-dealer / Business / United States securities law / Economy of the United States

Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2012-12-27 06:20:34
746United States securities law / Securities Exchange Act / Economy of the United States / Financial economics / New York Stock Exchange / National best bid and offer / United States / NYSE Euronext / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 104(a)(1)(A) to Reflect that Designated Market Maker Unit Quoting Requirements Are Based On Consolidated Average Daily Volume

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Source URL: www.sec.gov

Language: English - Date: 2011-12-05 10:13:40
747Financial economics / Financial markets / Economics / Self-regulatory organizations / NYSE Euronext / Repurchase agreement / New York Stock Exchange / Finance

Microsoft Word - ViewDocument

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Source URL: www.sec.gov

Language: English - Date: 2011-12-20 10:00:59
748Economy of New York City / NASDAQ / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial Industry Regulatory Authority / Philadelphia Stock Exchange / OMX / NYSE Euronext / Boston Stock Exchange / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-BSECC[removed]; SR-BX[removed]; SR-NASDAQ2012-142; SR-Phlx[removed]; SR-SCCP[removed]February 4, 2013 Self-Regulatory Organizations; Boston Stock Ex

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Source URL: www.sec.gov

Language: English - Date: 2013-02-05 10:00:05
749Financial economics / NYSE Euronext / Business / United States Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Financial Industry Regulatory Authority / Broker-dealer / New York Stock Exchange / Self-regulatory organizations / United States securities law / Economy of the United States

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-11-12 10:59:17
750Financial system / Euronext / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Futures contract / Securities Commission / Securities regulation in the United States / New York Stock Exchange / Financial regulation / NYSE Euronext / Financial economics / Business

Microsoft Word - Larry Leibowitz Testimony _2_.DOC

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Source URL: www.sec.gov

Language: English - Date: 2009-09-02 11:53:39
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